Causation, Correlation and Association

By Dr Slava Vaisman, University of Queensland School of Mathematics and Physics    

In the natural sciences, we are constantly observing variables that move in tandem. For example, when temperatures rise, retail sales often surge, or when a new corporate policy is rolled out, employee absenteeism might spike. These patterns are tempting to simplify, but they pose a fundamental question: Is the relationship causal, or are both variables being driven by a separate, external force? Confusing correlation (or, more generally, association) with causation is not just a statistical slip; it is one of the most pervasive and expensive logical fallacies in scientific research, business, and public policy. Misinterpreting these relationships can lead to deeply flawed scientific conclusions, wasted resources, ineffective laws, and fundamentally unsound strategic decisions. 


Why is it relevant?

Mistaking correlation for causation leads to erroneous scientific conclusions, a breakdown of public trust, and wasted investment in strategies that target the wrong variables. For instance, a city might invest heavily in more police patrols in neighbourhoods with high ice cream sales, failing to realize that both are simply correlated with rising summer temperatures. By targeting the symptom rather than the driver, organizations often fail to address the real root cause of a problem.  

The stakes involved make the causality subject essential not only for researchers, journal editors, and reviewers who safeguard scientific rigor, but also for the policymakers and analysts who translate data into real-world action. 


Practical Steps

  1. Before assuming A causes B, ask if there exists a hidden factor C that influences both A and B? A classic example is the correlation between ice cream sales and drowning incidents. The confounder here is hot weather: it causes people both to buy ice cream and to go swimming. More swimmers, in turn, lead to more drownings.
  2. Ask if A causes B, or maybe B causes A, or could the causation be circular? For example, consider the link between happiness and productivity: are happy employees more productive, or does being productive (receiving praise) cause happiness?
  3. Finally, to verify that A causes B, perform a controlled test by randomly splitting your subjects into two groups. Change A for one group (the treatment) and leave it unchanged for the other (the control). Because the groups were assigned randomly, any difference in B must be caused by the change in A.

Case Study

Case Study 1: A city observes that neighbourhoods with the most public parks also have the highest household incomes and the lowest crime rates. This leads to the (false) conclusion that building a new park in a distressed area will directly create local prosperity. 

Applying the three rules helps to expose the flaw. 

  1. Identify the confounder. The initial conclusion ignores the role of the municipal tax base. Wealthier neighbourhoods generate more tax revenue, which the city then uses to build and maintain parks. Prosperity causes the parks, not the other way around.
  2. Examine the Direction. The assumed causal direction is also questionable. While parks may attract some residents, it is equally plausible that wealthy residents possess the political capital to demand more parks in their neighbourhoods, creating a circular relationship.
  3. To properly justify the investment, the council would need to conduct a controlled experiment. This would involve introducing parks in a selected group of neighbourhoods while leaving a comparable control group unchanged. After several years, the council could then analyse the differences in household incomes and crime rates between the two sets of neighbourhoods. Without this rigorous comparison over time, the city cannot validate the expense. By treating a symptom of wealth (green space) rather than the root causes of poverty, it risks wasting public funds.

Case study 2: In orthopaedic research, observational studies may show that patients with very low BMI experience higher mortality rates after total joint arthroplasty (TJA). This suggests an observable association, and statistical analyses may simply indicate a clear correlation between low BMI and mortality. However, more comprehensive investigations often reveal a more complex picture than simply concluding that low BMI causes higher mortality. This example helps clarify the different possible relationships between these variables: 

  • Association: Patients with very low BMI were observed to have higher mortality rates after TJA. 
  • Correlation: Statistical analyses showed that lower BMI consistently coincided with increased postoperative mortality. 
  • Causation: At first glance, the findings may suggest that low BMI causes higher mortality risk. However, many low-BMI patients also had serious underlying illnesses such as cancer, frailty, or heart failure, which both reduced BMI and increased mortality risk. In this case, the observed relationship was partly driven by confounding and reverse causality rather than a direct causal effect of BMI itself. 

This example shows why statistical relationships alone are insufficient to establish causation and why researchers must carefully account for confounding variables and reverse causality when interpreting observational findings. [1] 

Avoid p-Hacking and Bias

By Dr Pedram Rashidi and Emma Cooney, University of Queensland Centre for Policy Futures   

P-hacking is generally defined as ‘choosing to report a subset of multiple dependent variables or adding observations until the effect of interest is significant’. [1] There are many ways one can engage in p-hacking. [2] Typically, we think of p-hacking as the practice of using trial and error to fish for statistically significant relationships (a low p-value) with no regard to the theoretical underpinnings of the research. Selective reporting is a broader concept and often involves failing to publish studies that do not produce statistically significant results. The following example illustrates the practice of p-hacking:

A researcher studies whether a new diet improves weight loss compared to a control group.

  1. They collect data and initially find no statistically significant effect (p = 0.12).
  2. Instead of reporting this null result, they:
    • Remove a few ‘outliers’ (participants who gained weight).
    • Re-run the analysis -> p = 0.07 (still not significant).
    • Then:
      • Try different statistical models
      • Test only a subgroup (e.g., participants under age 40)
      • Adjust which variables are controlled for
  3. Eventually, one analysis shows p = 0.04.
  4. The researcher reports only this significant result and omits all other analyses.

 


Why is it relevant?

P-hacking often arises from the academic ‘publish or perish’ culture. The problem is exacerbated by scientific journals’ tendency to favour statistically significant or novel results. In this environment, researchers may, often unintentionally, make biased analytical choices. P‑hacking is also sustained by a lack of clear education and sometimes even institutional mandates. [3]

However, it is a detrimental practice that contributes to the proliferation of false-positive results and the inability to replicate prior studies. This has undermined confidence in some scientific results. [4] It can also lead to devastating consequences when data that has been manipulated is relied upon, especially in sensitive fields such as medicine. [5]


Practical Steps

You may inadvertently engage in outcome fishing as there are many ways in which one can analyse a dataset, and each of these decisions may contain implicit bias. [3] There are some practical steps to avoid this:

  1. Acknowledge degrees of freedom. Be aware, and explicitly report on, the degrees of freedom within the design, analysis, and reporting of statistical analysis which can be used to generate statistically significant results. [3]
  2. Justify all choices in data preparation and analysis. Ensure that all choices to exclude outliers, transform variables, analyse a certain range or with certain dependent variables are well-justified.
  3. Consider implementing preregistration. Preregistration requires you to provide a specific, precise and exhaustive plan of the study. Each step within the plan needs to be detailed, providing only one way in which it can be interpreted or implemented. [6] This avoids outcome fishing.
  4. Minimise bias in analysis. Whenever possible, perform analyses without knowing which data points belong to which groups, making it difficult to intentionally manipulate results toward a specific outcome.
  5. Report results transparently. Fully report all measures, conditions, and analyses including insignificant results.

Case Study

The head of Cornell University’s Food and Brand Lab, Brian Wansink, has become notorious for instructing his research students to dig through data sets to discover relationships that were statistically significant. In an email to a student, he described the processes of data analysis as “squeez[ing] some blood out of this rock.” Following these revelations, Cornell opened an investigation into research misconduct and many of these studies were retracted. [7]

Fabrication, Falsification and Plagiarism

By Dr Pedram Rashidi and Emma Cooney, University of Queensland Centre for Policy Futures   

Fabrication, falsification, and plagiarism (FFP) are forms of research misconduct that compromise scientific integrity. Fabrication refers to making up data or results, including generating numbers without performing experiments or creating false images by duplicating and relabelling existing ones. Falsification involves the deliberate manipulation of methods, materials, equipment, data, or results so that the research is not accurately represented. This may involve altering data, tampering with images, or removing data points or test subjects that contradict the research hypothesis. Although both distort the evidence base, fabrication introduces entirely false information, whereas falsification alters genuine results in misleading ways. [1]

Plagiarism is the use of another person’s ideas, methods, or words without giving due credit. Self-plagiarism involves reusing one’s own previously published work without acknowledgement, which could create a false impression of originality. While plagiarism does not directly change data, it misrepresents intellectual contribution and authorship. [2]

Overall, FFP undermine the reliability of the scientific record. Fabrication and falsification generate results that cannot be reproduced, wasting resources, and eroding trust in research findings. Plagiarism and self-plagiarism weaken transparency and appropriate attribution, which are essential for the cumulative and self-correcting nature of science. 

 It is important to note that ‘intent’ is central to the definition of research misconduct. It excludes honest error and differences of opinion, and instead refers specifically to the ‘deliberate’ fabrication, falsification, or plagiarism of research. [3]


Why is it relevant?

The integrity, reliability, and legitimacy of scientific research depend on the proper conduct and reporting of research. Fabrication, falsification and plagiarism distort the knowledge base, misleading other researchers, skewing meta-analyses, and wasting time, funding, and resources as others build on unreliable results. In some cases, this can have real-world consequences where decisions are made on the basis of flawed findings. Research misconduct also erodes trust in science. High-profile cases can damage the credibility of individual researchers, institutions, and entire disciplines, undermining confidence in the broader research enterprise. 


Practical Steps

Avoid fabrication 

  1. Keep detailed, accurate, and contemporaneous records of all research activities including failed and inconclusive experiments. [4]  
  2. Replicate or independently verify important findings. [5]
  3. Correct errors promptly if inaccuracies are discovered after publication or submission. [6] 

Avoid falsification 

  1. Report findings accurately and completely even when these results do not support the original hypothesis, being careful to not selectively remove, alter, or omit data points without clear methodological justification. [7] 
  2. Acknowledge methodological limitations and uncertainty openly. [8]

Avoid plagiarism 

  1. Accurately acknowledge the contributions of others, including through appropriate use if quotation marks for direct quotations and giving credit when paraphrasing. [9] 
  2. When paraphrasing, you should use your own words and sentence structures to create a text of roughly equivalent lengths.  
  3. If paraphrasing scientific material, you must ensure you have a good understanding of the meaning of the terminology and the ideas being conveyed to not change the meaning.  

Avoid selfplagiarism 

  1. Reference previous publications transparently.   

Case Study

Former University of Queensland professor, Bruce Murdoch, falsified a breakthrough study on Parkinson’s disease. The falsification was first discovered through a whistleblower report that alerted UQ to the fact that no such study had ever been conducted. Two research papers coming out of the study were retracted. Most notably, Murdoch was convicted and sentenced for 17 fraud-related offences following an investigation by the Crime and Corruption Commission. This was the first criminal prosecution for research fraud. [10]